DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at USA Mutuals Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Conde Strehle | Fort Point Capital Partners LLC independent RIA | USA Mutuals Advisors, Inc. asset manager | Other | Sep 11, 2020 | Sep 23, 2020 |
| Nicholaus Glocke | Allspring Funds Management, LLC other | USA Mutuals Advisors, Inc. asset manager | Other | Sep 19, 2017 | May 11, 2018 (234 d) |
| Charles Louis Norton | Gni Capital Inc. other | USA Mutuals Advisors, Inc. other | Other | Jul 25, 2011 | Oct 3, 2005 |
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3 moves match.