DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Human Investing
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Anderson | M Holdings Securities, Inc. BD affiliated | Human Investing mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Dec 11, 2025 |
| Jacob Vincent Stewart | Tmg Wealth Advisors, Inc. state registered | Human Investing mixed wealth | Other | Apr 5, 2022 | Oct 8, 2021 |
| Marc Masao Kadomatsu | Merriman other | Human Investing other | Other | Jan 3, 2017 | Feb 13, 2017 (41 d) |
| Stephanie Danielle Thompson-Buttice | G. A. Repple & Company other | Human Investing other | Other | Aug 1, 2016 | Aug 25, 2016 |
| Steven D Harpham | G. A. Repple & Company other | Human Investing other | Other | Aug 1, 2016 | Aug 26, 2016 |
| Rebecca Anne Rohleder | LPL Financial LLC other | Human Investing mixed wealth | Other | Oct 23, 2015 | Jan 7, 2026 (3729 d) |
| Clayton Andrew Phillips | Tpg Financial Advisors, LLC other | Human Investing other | Other | May 11, 2015 | May 14, 2015 |
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7 moves match.