DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brown, Lisle/Cummings, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathaniel Benjamin Hahn | Northeast Planning Associates, Inc. independent RIA | Brown, Lisle/Cummings, Inc independent RIA | RIA to RIA | Feb 19, 2026 | Feb 17, 2026 |
| Brian Arnold Hickox | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brown, Lisle/Cummings, Inc independent RIA | Wirehouse to independent RIA | Nov 5, 2009 | Oct 30, 2009 |
| Scott Sawyer Lisle | D.A. Davidson & Co. other | Brown, Lisle/Cummings, Inc independent RIA | Other | Jun 14, 2005 | Nov 10, 2006 (514 d) |
| Maria Ann Tzitzouris Plante | Sheeley & Partners Wealth Management, LLC other | Brown, Lisle/Cummings, Inc independent RIA | Other | Nov 23, 2004 | Nov 10, 2006 (717 d) |
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4 moves match.