DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Financial Consultants Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ru Bai | Esi Financial Advisors BD affiliated | Capital Financial Consultants Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2020 | Jul 24, 2020 |
| Cheryl Lynn Seifert | Independent Financial Group, LLC other | Capital Financial Consultants Group, Inc. independent RIA | Other | Jul 15, 2015 | Jul 20, 2015 |
| Mark Bret Umek | Independent Financial Group, LLC other | Capital Financial Consultants Group, Inc. independent RIA | Other | Dec 31, 2014 | May 10, 2012 |
| Larry Jerome Steckler | Qa3 Financial LLC unclassified | Capital Financial Consultants Group, Inc. independent RIA | Other | Feb 11, 2011 | Mar 23, 2005 |
| Michael Shawn Wynns | Qa3 Financial LLC unclassified | Capital Financial Consultants Group, Inc. independent RIA | Other | Feb 11, 2011 | Mar 23, 2005 |
| Charles Benjamin Denherder | Qa3 Financial LLC unclassified | Capital Financial Consultants Group, Inc. independent RIA | Other | Feb 11, 2011 | Nov 2, 2009 |
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6 moves match.