DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chappelwood Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Weston Don Depriest | Mwa Financial Services, Inc. BD affiliated | Chappelwood Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 20, 2025 |
| Lisa Danielle Ward | Osaic Wealth, Inc. BD affiliated | Chappelwood Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 6, 2023 |
| John Huey Neely | Berthel Fisher & Company Financial Services, Inc. BD affiliated | Chappelwood Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2018 | Nov 13, 2018 (55 d) |
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3 moves match.