DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alexander Beard (USA) Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Jean Eugenio | Newfront Retirement Services, Inc. no RAUM | Alexander Beard (USA) Inc. independent RIA | Other | Oct 2, 2017 | Nov 1, 2018 (395 d) |
| Scott Alan Schwartz | International Asset Management independent RIA | Alexander Beard (USA) Inc. independent RIA | RIA to RIA | Apr 10, 2017 | Jan 25, 2017 |
| Mark Anthony James | Brite Advisors USA, Inc. other | Alexander Beard (USA) Inc. independent RIA | Other | Feb 23, 2015 | Jan 8, 2019 (1415 d) |
| Scott Alan Schwartz | Sas Financial Advisors unclassified | Alexander Beard (USA) Inc. independent RIA | Other | Oct 21, 2014 | Jul 14, 2005 |
| Guy Eugene Baker | Independent Financial Group, LLC other | Alexander Beard (USA) Inc. independent RIA | Other | Feb 28, 2011 | May 11, 2012 (438 d) |
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5 moves match.