DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bms Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathaniel Allen Starkey | Woodbury Financial Services, Inc. BD affiliated | Bms Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Oct 5, 2020 (271 d) |
| Jarrett Dominic Apa | Sagepoint Financial, Inc. other | Bms Financial Advisors, LLC other | Other | Jun 16, 2016 | Jul 28, 2016 (42 d) |
| Mitchell John Slusarski | Sunamerica Securities, Inc. unclassified | Bms Financial Advisors, LLC other | Other | Oct 31, 2005 | Apr 28, 2005 |
| Douglas Allen Maher | Sunamerica Securities, Inc. unclassified | Bms Financial Advisors, LLC other | Other | Oct 31, 2005 | Apr 28, 2005 |
| Hugh Thomas Boyle | Sunamerica Securities, Inc. unclassified | Bms Financial Advisors, LLC other | Other | Oct 31, 2005 | Apr 28, 2005 |
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5 moves match.