DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Thomas Moore | Householder Group Financial Advisors, LLC other | First Financial Advisors, LLC other | Other | Nov 22, 2010 | Dec 6, 2010 |
| Kurt Theodore Cole | Investment Advisors Corp other | First Financial Advisors, LLC other | Other | Aug 6, 2008 | Jun 6, 2008 |
| Myles Patrick O'Reilly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Financial Advisors, LLC other | Other | Jan 2, 2008 | Jan 18, 2008 |
| Calvin Marshall Rutledge | Kcd Financial, Inc. other | First Financial Advisors, LLC other | Other | Aug 30, 2007 | Aug 27, 2007 |
| Barry Raymond Dick | Workman Securities Corporation unclassified | First Financial Advisors, LLC other | Other | May 21, 2007 | May 21, 2007 |
| Richard Mark Allison | Skadvisors, LLC state registered | First Financial Advisors, LLC other | Other | Apr 4, 2007 | Jun 6, 2007 (63 d) |
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6 moves match.