DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Column Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Casey James BollockFour Quadrant Wealth Advisors, Inc. independent RIAColumn Capital Advisors, LLC independent RIARIA to RIAApr 7, 2023May 11, 2022
Jordan L CrabbFacet independent RIAColumn Capital Advisors, LLC independent RIARIA to RIAJun 8, 2021Jun 15, 2021
Ryan Thomas KonopCharles Schwab & Co., Inc. national BDColumn Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2021Mar 29, 2021
Sarah Little GreccoCharles Schwab & Co., Inc. national BDColumn Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2018Jan 2, 2019
Charlsie Irene AshlockForvis Mazars Wealth Advisors, LLC independent RIAColumn Capital Advisors, LLC independent RIARIA to RIANov 2, 2018Dec 4, 2018 (32 d)
Mark August DeprezLPL Financial LLC otherColumn Capital Advisors, LLC independent RIAOtherSep 11, 2017Nov 15, 2018 (430 d)
Jeffrey Jen-Chie YuAvalon Wealth Advisory, Inc. state registeredColumn Capital Advisors, LLC otherOtherFeb 21, 2007May 15, 2007 (83 d)
Brian UpchurchErnst & Young Investment Advisers Llp no RAUMColumn Capital Advisors, LLC otherOtherJul 11, 2005Jun 2, 2005
Larry Ryan ThomasErnst & Young Investment Advisers Llp no RAUMColumn Capital Advisors, LLC otherOtherJul 11, 2005May 15, 2007 (673 d)
Sheri Lynn KendallBanc One Securities Corporation unclassifiedColumn Capital Advisors, LLC otherOtherJun 7, 2005May 15, 2007 (707 d)
Kevin Douglas SweetErnst & Young Investment Advisers Llp no RAUMColumn Capital Advisors, LLC otherOtherJun 6, 2005Jun 2, 2005
Mary Lynn O'TooleErnst & Young Investment Advisers Llp no RAUMColumn Capital Advisors, LLC otherOtherJun 6, 2005Jun 6, 2005
Bradford Dale SzczecinskiErnst & Young Investment Advisers Llp no RAUMColumn Capital Advisors, LLC otherOtherMay 26, 2005Jun 2, 2005
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13 moves match.