DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dawson James Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Dorfman | Kovack Advisors, Inc. BD affiliated | Dawson James Asset Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 9, 2025 | Aug 28, 2025 (111 d) |
| Nick Kaloyios | Cuna Brokerage Services, Inc. BD affiliated | Dawson James Asset Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 5, 2021 | Aug 11, 2021 |
| Dominic Joseph Linsalata | Nfsg Corporation BD affiliated | Dawson James Asset Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 30, 2019 | Sep 29, 2021 (730 d) |
| Paul Robert Dipietro | Investors Capital Advisory other | Dawson James Asset Management, Inc. state registered | Other | Dec 31, 2011 | Jan 20, 2012 |
| Donald Michael Bateman | Morgan Stanley wirehouse | Dawson James Asset Management, Inc. state registered | Wirehouse to a state-registered adviser | Jul 21, 2010 | Jul 28, 2010 |
| Ryan Cole | Citigroup Global Markets Inc. other | Dawson James Asset Management, Inc. state registered | Other | Apr 27, 2009 | Sep 24, 2009 (150 d) |
| Willard Louis Pugh | Asset Planning Corporation other | Dawson James Asset Management, Inc. state registered | Other | Feb 7, 2008 | Oct 2, 2007 |
| Leandro Nogueira | Signator Investors, Inc. other | Dawson James Asset Management, Inc. state registered | Other | Oct 9, 2006 | Apr 9, 2007 (182 d) |
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8 moves match.