DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Visionquest Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Van Ore | Financial Management Concepts other | Visionquest Wealth Management, LLC other | Other | Apr 6, 2017 | Apr 3, 2017 |
| Joseph Matthew Baker | Alcus Financial Group, LLC unclassified | Visionquest Wealth Management, LLC other | Other | Mar 3, 2017 | Feb 17, 2017 |
| Jon E Gauthier | Ameriprise Financial Services, LLC national BD | Visionquest Wealth Management, LLC other | Other | Dec 12, 2016 | Dec 12, 2016 |
| Gerald William Penegor | Applied Strategies And Counsel, Inc. unclassified | Visionquest Wealth Management, LLC other | Other | Jun 23, 2010 | Aug 28, 2009 |
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4 moves match.