DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at World Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Joseph Regan1717 Capital Management Company unclassifiedWorld Capital Advisors, LLC otherOtherJul 3, 2008Jul 11, 2008
Erik Robert DoddsIts Asset Management, L.P. otherWorld Capital Advisors, LLC otherOtherJan 31, 2008Feb 11, 2008
Alfred James FerontiGwn Securities Inc. otherWorld Capital Advisors, LLC otherOtherJun 1, 2007Jan 16, 2008 (229 d)
Brian Mason RoyalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWorld Capital Advisors, LLC otherOtherMay 16, 2007May 25, 2007
Robert Elwood Fleck1717 Capital Management Company unclassifiedWorld Capital Advisors, LLC otherOtherMay 2, 2007May 25, 2007
William Joseph LahrMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWorld Capital Advisors, LLC otherOtherApr 10, 2006Apr 2, 2008 (723 d)
Michael James ThrockmortonBlue Vase Securities, LLC unclassifiedWorld Capital Advisors, LLC otherOtherDec 31, 2004Jan 13, 2009 (1474 d)
Edward Thomas WuenschellApb Financial Group Ltd unclassifiedWorld Capital Advisors, LLC otherOtherApr 19, 2004Jun 6, 2011 (2604 d)
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8 moves match.