DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Broxton Capital Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert A Cooke Sr. | Hudson Cooper Asset Management, Inc. unclassified | Broxton Capital Advisors LLC other | Other | Jan 1, 2022 | Apr 20, 2012 |
| Robert Allen Cooke | Hudson Cooper Asset Management, Inc. unclassified | Broxton Capital Advisors LLC other | Other | Apr 7, 2021 | Nov 9, 2015 |
| Marc David Orourke | Assembly Wealth other | Broxton Capital Advisors LLC other | Other | Aug 22, 2017 | Jan 4, 2018 (135 d) |
| Robert A Cooke Sr. | Western International Securities other | Broxton Capital Advisors LLC other | Other | May 1, 2007 | Apr 15, 2008 (350 d) |
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4 moves match.