DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• W•••••
Legal name W••••••••• I••
Latest filing Mar 27, 2026
First filing on the tape Jan 30, 2012 · 39 filings
SEC status approved since May 26, 2000
RAUM
$337M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$337M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$48.1M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$337M as of Mar 27, 2026
Jan 30, 2012$212M then
HNW client RAUM$158M as of Mar 27, 2026
Mar 22, 2018$83.0M then
State-registered IARs (5.B.3)7 as of Mar 27, 2026
Jan 30, 20120 then
Employees (5.A)9 as of Mar 27, 2026
Jan 8, 201310 then
Private funds: no history
RAUM -22% over the last fiscal year-0.3% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $48.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $740,080derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $641MreportedItem 5.I
- Custody
- $119M, 222 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$178M53%
- High-net-worth individuals$158M47%
- Individual clients
- 180reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 455reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $337M sponsored, $0 managedreported
- Custody of client assets
- $119M for 222 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• F•••• B•••••• | Mill Valley, Ca | Feb 10, 2004 | 38 y | 1 |
| V•••••• D••• D• V•• | Mill Valley, Ca | Mar 5, 2007 | 26 y | 0 |
| D•••••• H•••••••••Chartered Financial Analyst | Mill Valley, Ca | Jan 30, 2017 | 12 y | 0 |
| M•••• M••••••••• W••••• | Mill Valley, Ca | Jul 15, 2022 | 13 y | 1 |
| J•••• P•••••• H••••••Certified Financial Planner | Mill Valley, Ca | Jul 25, 2024 | 11 y | 1 |
| D••••• T••••••••• L••••Certified Financial Planner | Mill Valley, Ca | Aug 29, 2024 | 12 y | 0 |
| N••••••• A••••• G••••••••• | Mill Valley, Ca | Feb 4, 2025 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S•••• M•••••••• to F•••••••• C•••••• M••••••••• L••Sep 2, 2025 · RIA to RIA
- M•••••• J••• O•••••• to A•••••• P•••••••• L••Oct 10, 2019 · RIA to RIA
- T••••• A••• G••••• to P••••••• F•••••••• S•••••••• I•••May 31, 2018 · Other
- M••• D•••• O•••••• to B•••••• C•••••• A••••••• L••Aug 22, 2017 · Other
- K•••• P•••• R•••• to A••••• A•• P••••••• S•••••••Jul 31, 2017 · Other
- J••••••• B• S•••••• to P••••••• F•••••••• C••••••••• I•••Nov 12, 2014 · Other
- T••••• D••••• W••••• to J•• W••••• A•••••••• L••Aug 1, 2014 · Other
- B•••• G•••••• F•••••••• to B•••••••• F••• A•••••••Jun 6, 2008 · Other
- T••••• J••••• M•••••• to A• G• E•••••• • S•••• I•••Feb 7, 2007 · Other
Joined, latest
- N••••••• A••••• G••••••••• from J••• M••••• S••••••••• L••Feb 4, 2025 · Wirehouse to independent RIA
- J•••• P•••••• H•••••• from I•••••• I••••••••• A•••••••• L••Jul 25, 2024 · Other
- M•••• M••••••••• W••••• from N•••••••• A•••• M•••••••••Jul 15, 2022 · RIA to RIA
- M••• D•••• O•••••• from F•••••• I••••••••• M••••••••• I•••Jul 26, 2016 · Other
- K•••• P•••• R•••• from F••••• I•••••••••May 12, 2016 · Other
- T••••• A••• G••••• from W•••• F•••• A•••••••Aug 11, 2014 · Other
- J••••••• B• S•••••• from T• A••••••••• I••••••••• M••••••••• L••May 2, 2013 · Other
- S•••• M•••••••• from M••••• S•••••• D• I•••Oct 13, 2010 · Other
- M•••••• J••• O•••••• from A••••••••• I•••May 5, 2010 · Other
- T••••• D••••• W••••• from F••••• I•••••••••Nov 12, 2009 · Other
- B•••• G•••••• F•••••••• from F••••• I•••••••••Jan 1, 2008 · Other
- T••••• J••••• M•••••• from M••••• S•••••• D• I•••Jan 26, 2007 · Other
- G•••••• F•••• B•••••• from T•• I••••••••• C•••••• I•••Feb 10, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• G••••••• F•••• · Ceocontrolsince 03/2000 · owns 75% or more
- D• V••• V••••••• D••• · President And Chief Compliance Officercontrolsince 10/2005 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mill Valley, Ca · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 568 to 455May 21, 2025 to Mar 27, 2026
- Advisory employees · 5 to 4May 21, 2025 to Mar 27, 2026
- HNW clients · 26 to 29May 21, 2025 to Mar 27, 2026
- Individual clients · 228 to 180May 21, 2025 to Mar 27, 2026
- Assets in custody · $152M to $119MMay 21, 2025 to Mar 27, 2026
- Employees · 10 to 9May 21, 2025 to Mar 27, 2026
- State-registered IARs · 8 to 7May 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $433M to $337MMay 21, 2025 to Mar 27, 2026
- HNW RAUM · $159M to $158MMay 21, 2025 to Mar 27, 2026
- Individual RAUM · $274M to $178MMay 21, 2025 to Mar 27, 2026
- Pension RAUM · unset to 0.0May 21, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · unset to 0.0May 21, 2025 to Mar 27, 2026
- RAUM · $433M to $337MMay 21, 2025 to Mar 27, 2026
- Wrap assets (sponsor) · $433M to $337MMay 21, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to May 21, 2025
- Accounts · 615 to 568Mar 26, 2024 to Mar 27, 2025
- Advisory employees · 3 to 5Mar 26, 2024 to Mar 27, 2025
- Business name · W••••••••• I•• to A••••••• W•••••Mar 26, 2024 to Mar 27, 2025
- HNW clients · 22 to 26Mar 26, 2024 to Mar 27, 2025
- Individual clients · 233 to 228Mar 26, 2024 to Mar 27, 2025
- Assets in custody · $105M to $152MMar 26, 2024 to Mar 27, 2025
- Employees · 8 to 10Mar 26, 2024 to Mar 27, 2025
- State-registered IARs · 6 to 8Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $369M to $433MMar 26, 2024 to Mar 27, 2025
- HNW RAUM · $255M to $159MMar 26, 2024 to Mar 27, 2025
- Individual RAUM · $114M to $274MMar 26, 2024 to Mar 27, 2025
- RAUM · $369M to $433MMar 26, 2024 to Mar 27, 2025
- Wrap assets (sponsor) · $0 to $433MMar 26, 2024 to Mar 27, 2025
- Accounts · 712 to 615Jul 14, 2023 to Mar 26, 2024
- HNW clients · 19 to 22Jul 14, 2023 to Mar 26, 2024
- Individual clients · 249 to 233Jul 14, 2023 to Mar 26, 2024
- Assets in custody · $130M to $105MJul 14, 2023 to Mar 26, 2024
- Discretionary RAUM · $340M to $369MJul 14, 2023 to Mar 26, 2024
- HNW RAUM · $88.5M to $255MJul 14, 2023 to Mar 26, 2024
- Individual RAUM · $252M to $114MJul 14, 2023 to Mar 26, 2024
- RAUM · $340M to $369MJul 14, 2023 to Mar 26, 2024
- Accounts · 605 to 712Dec 20, 2022 to Mar 28, 2023
- Advisory activities · 2 to 3Dec 20, 2022 to Mar 28, 2023
- HNW clients · 26 to 19Dec 20, 2022 to Mar 28, 2023
- Individual clients · 242 to 249Dec 20, 2022 to Mar 28, 2023
Signals
1 dated events
- S•••• M•••••••• left A••••••• W••••• for F•••••••• C•••••• M••••••••• L•• (registered 2025-08-25)Sep 2, 2025 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- angel@letsassemble.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- val@letsassemble.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sydney@letsassemble.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- gabe@letsassemble.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-541-7774reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-541-7774reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/assemblywealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- LETSASSEMBLE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-541-7774reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- letsassemble.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- letsassemble.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026