DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Usca Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Michael KingU.S. Capital Wealth Advisors, LLC BD affiliatedUsca Asset Management LLC asset managerOtherJul 21, 2026Oct 26, 2023
Christian Chance BaumanU.S. Capital Wealth Advisors, LLC BD affiliatedUsca Asset Management LLC asset managerOtherJul 21, 2026Nov 3, 2022
Patrick Michael MendenhallUsca Ria LLC BD affiliatedUsca Asset Management LLC otherOtherJun 30, 2021May 26, 2016
David Michael HarrisUsca Ria LLC BD affiliatedUsca Asset Management LLC otherOtherJun 30, 2021Apr 9, 2015
Steve Howell GottUsca Ria LLC BD affiliatedUsca Asset Management LLC otherOtherJun 30, 2021Mar 5, 2015
David Michael KingUsca Ria LLC BD affiliatedUsca Asset Management LLC otherOtherJun 30, 2021Mar 29, 2016
Randall Shawn JonesUsca Ria LLC BD affiliatedUsca Asset Management LLC asset managerOtherJun 30, 2021Jul 9, 2018
Davis Kelly RushingUsca Ria LLC BD affiliatedUsca Asset Management LLC otherOtherJun 30, 2021Mar 3, 2017
Kelly Albert RushingUsca Ria LLC BD affiliatedUsca Asset Management LLC otherOtherJun 30, 2021Mar 6, 2017
Debra Schaper ParantHitherlane Partners, LLC unclassifiedUsca Asset Management LLC otherOtherMay 23, 2008Aug 17, 2006
Craig David WakefieldHitherlane Partners, LLC unclassifiedUsca Asset Management LLC otherOtherMay 23, 2008Mar 4, 2008
Philip John PilibosianHitherlane Partners, LLC unclassifiedUsca Asset Management LLC otherOtherMay 23, 2008Aug 15, 2006
William Kane EnszerHitherlane Partners, LLC unclassifiedUsca Asset Management LLC otherOtherMay 23, 2008Feb 6, 2006
David Lee SolomonHitherlane Partners, LLC unclassifiedUsca Asset Management LLC otherOtherMay 23, 2008Dec 7, 2005
Gordon C MenardHitherlane Partners, LLC unclassifiedUsca Asset Management LLC otherOtherMay 23, 2008Mar 4, 2008
Susan GreenHitherlane Partners, LLC unclassifiedUsca Asset Management LLC otherOtherApr 2, 2008Mar 4, 2008
Page 1 of 1
16 moves match.