DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oak Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heidi Obenauer Yoshida | Chatham Capital Group Inc independent RIA | Oak Advisors, LLC other | Other | Dec 14, 2018 | Jan 9, 2018 |
| Eugene Francis Balerna | Dividend Assets Capital, LLC other | Oak Advisors, LLC other | Other | Sep 14, 2016 | Sep 20, 2016 |
| Jennifer Ahendt Thompson | Pruco Securities, LLC other | Oak Advisors, LLC other | Other | Oct 18, 2012 | Oct 17, 2012 |
| Jeannette Vivas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oak Advisors, LLC other | Other | Mar 9, 2011 | Apr 11, 2011 (33 d) |
| Eric Michael Gluse | Suntrust Investment Services, Inc. other | Oak Advisors, LLC other | Other | Apr 17, 2009 | Aug 18, 2009 (123 d) |
| Michelle Ann Myhre | Melhado, Flynn & Associates, Inc. unclassified | Oak Advisors, LLC other | Other | Nov 30, 2005 | Oct 24, 2005 |
| John Charles Chiacchiero | Melhado, Flynn & Associates, Inc. unclassified | Oak Advisors, LLC other | Other | Nov 30, 2005 | Oct 24, 2005 |
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7 moves match.