DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guggenheim Partners Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ivan Luna | Wedbush Securities Inc. other | Guggenheim Partners Investment Management, LLC other | Other | Sep 29, 2017 | Oct 17, 2017 |
| Bradford Ritter Bracey | Carey Credit Advisors, LLC other | Guggenheim Partners Investment Management, LLC other | Other | Sep 12, 2017 | Sep 28, 2017 |
| Trevor Bradley Bush | Bionic Capital state registered | Guggenheim Partners Investment Management, LLC other | Other | Apr 15, 2013 | May 17, 2013 (32 d) |
| Matthew J Pisanelli | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Guggenheim Partners Investment Management, LLC other | Other | Nov 8, 2012 | Jan 10, 2013 (63 d) |
| Roy Corr | Asset Consulting Group, LLC other | Guggenheim Partners Investment Management, LLC other | Other | May 18, 2006 | Jul 27, 2006 (70 d) |
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5 moves match.