DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cloak Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Codie Tiffin | Strategic Advisers LLC national BD | Cloak Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 23, 2017 | Feb 8, 2017 |
| Laura L. Wamre | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cloak Advisors state registered | Wirehouse to a state-registered adviser | Jul 18, 2016 | Feb 8, 2017 (205 d) |
| Kayla Loree Hebb | Strategic Advisers LLC national BD | Cloak Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 18, 2013 | Mar 6, 2015 (718 d) |
| John Robert Cloak | Morgan Stanley Dw Inc. unclassified | Cloak Advisors state registered | Other | Aug 9, 2005 | Dec 8, 2005 (121 d) |
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4 moves match.