DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pelion Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Cleveland Hoover | Capnet Advisors Incorporated unclassified | Pelion Investment Advisors, Inc. other | Other | Dec 31, 2011 | May 3, 2012 (124 d) |
| Patrick Joseph Cloonan | Workman Securities Corporation unclassified | Pelion Investment Advisors, Inc. other | Other | Jul 1, 2010 | Jul 19, 2010 |
| Joseph Daniel Wirbick | Workman Securities Corporation unclassified | Pelion Investment Advisors, Inc. other | Other | Jul 1, 2010 | Jul 19, 2010 |
| Michael Neil Zimmerman | Workman Securities Corporation unclassified | Pelion Investment Advisors, Inc. other | Other | Jul 1, 2010 | Jul 19, 2010 |
| Thomas James Carstens | Lenox Advisors, Inc. unclassified | Pelion Investment Advisors, Inc. other | Other | Jan 4, 2010 | Dec 1, 2021 (4349 d) |
| Hilary Guy Bergman | Kcd Financial, Inc. other | Pelion Investment Advisors, Inc. other | Other | Jan 8, 2009 | Jun 21, 2021 (4547 d) |
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6 moves match.