DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fjy Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Suzanne Alexis Grason | Ameriprise Financial Services, LLC national BD | Fjy Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Sep 4, 2018 (55 d) |
| Onari Songo Tariah | Morgan Stanley wirehouse | Fjy Financial independent RIA | Wirehouse to independent RIA | Oct 16, 2017 | Dec 22, 2021 (1528 d) |
| Michael Alan Ness | Fieldstone Financial Management Group, LLC other | Fjy Financial other | Other | Jun 19, 2017 | Jul 31, 2017 (42 d) |
| Melissa H Taro | Sbsb Financial Advisors other | Fjy Financial other | Other | Oct 7, 2016 | Oct 27, 2014 |
| Jon P Yankee | Rembert Pendleton Jackson other | Fjy Financial other | Other | Jan 18, 2006 | Feb 9, 2006 |
| Daniel Dryden Joss | Rembert Pendleton Jackson other | Fjy Financial other | Other | Jan 18, 2006 | Feb 9, 2006 |
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6 moves match.