DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Day Hagan Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel H RosenbergStadion Money Management, LLC otherDay Hagan Asset Management otherOtherOct 6, 2016Mar 14, 2017 (159 d)
Arthur Stuart DayUBS Financial Services Inc. wirehouseDay Hagan Asset Management otherOtherMay 4, 2006Jun 29, 2006 (56 d)
Donald Lewis HaganHarbor Financial Services, LLC otherDay Hagan Asset Management otherOtherMar 21, 2006Mar 10, 2006
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3 moves match.