DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Keyes, Stange & Wooten Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Micheal Anthony Age | Sofi Wealth LLC BD affiliated | Keyes, Stange & Wooten Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 | Sep 11, 2026 (294 d) |
| Jeremiah Christian Cronin | Holland Advisory Services, Inc. independent RIA | Keyes, Stange & Wooten Wealth Management, LLC independent RIA | RIA to RIA | May 19, 2023 | Aug 18, 2023 (91 d) |
| Bradley Schwartz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Keyes, Stange & Wooten Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Nov 20, 2018 | Nov 28, 2018 |
| Tara Leigh Bobelak | Raymond James Financial Services Advisors, Inc other | Keyes, Stange & Wooten Wealth Management, LLC other | Other | Nov 1, 2013 | Jun 20, 2014 (231 d) |
| Marcus Allen Wooten | Raymond James Financial Services, Inc. unclassified | Keyes, Stange & Wooten Wealth Management, LLC other | Other | Oct 10, 2009 | Mar 2, 2004 |
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5 moves match.