DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• S••••• • W••••• W••••• M••••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jul 28, 2014 · 32 filings
SEC status approved since Aug 5, 2014
RAUM
$400M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
87%
$347M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$57.2M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$400M as of Mar 4, 2026
Mar 11, 2015$153M then
HNW client RAUM$273M as of Mar 4, 2026
Feb 26, 2018$110M then
State-registered IARs (5.B.3)8 as of Mar 4, 2026
Mar 11, 20155 then
Employees (5.A)9 as of Mar 4, 2026
Mar 11, 20157 then
Private funds: no history
RAUM +14% over the last fiscal year+13% a year over threeIARs 0 to 8offices 2 to 1
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $57.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $381,424derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $53.6M, 53 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$273M68%
- Individuals$74.0M18%
- Pension and profit-sharing plans$32.1M8.0%
- Corporations and businesses$21.0M5.3%
- Individual clients
- 274reported
- HNW clients
- 109reported
- Pension plan clients
- 16reported
- Charitable clients
- 0reported
- Accounts
- 1,049reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $53.6M for 53 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• A•••• W•••••Certified Financial Planner, Chartered Financial Consultant | Daytona Beach, Fl | Mar 2, 2004 | 29 y | 2 |
| D••••••• M•••• C••••••• | Daytona Beach, Fl | Feb 24, 2014 | 21 y | 0 |
| T••• L•••• B••••••Certified Financial Planner | Daytona Beach, Fl | Jun 20, 2014 | 22 y | 1 |
| J••••••• C•••••••• C•••••Certified Financial Planner | Daytona Beach, Fl | Aug 18, 2023 | 15 y | 1 |
| O••••• M•••• B•••••• | Daytona Beach, Fl | Jan 29, 2025 | 10 y | 0 |
| C••••• A• B••••••••• | Daytona, Fl | Sep 2, 2025 | 11 y | 0 |
| M•••••• A•••••• A•• | Daytona Beach, Fl | Sep 11, 2026 | 10 y | 4 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 29% of current headcount3 left over 36 months
Left, latest
- B•••• C••••••••• V•• H••• to E•••••• W•••••• L••Jul 1, 2026 · RIA to RIA
- L••••••• E••••••• R••••••••• to F••••• I•••••••••Jun 9, 2026 · RIA to RIA
- S•••• M• F••••• to T••••••• I••••••••• M••••••••• I•••Oct 2, 2023 · RIA to affiliated broker-dealer or bank
- K•••• L•••• N••••• to K••••••••• C••••••••• L•••Jun 15, 2021 · RIA to RIA
- B•••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 4, 2019 · RIA to wirehouse
- M•••••• A•••••• S••••• to F••••••• F•••••••• A••••••••• I•••May 24, 2018 · Other
Joined, latest
- M•••••• A•••••• A•• from S••• W••••• L••Sep 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••••••• C•••••••• C••••• from H•••••• A••••••• S•••••••• I•••Aug 18, 2023 · RIA to RIA
- B•••••• S••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Nov 28, 2018 · Wirehouse to independent RIA
- T••• L•••• B•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 20, 2014 · Other
- M••••• A•••• W••••• from R•••••• J•••• F•••••••• S•••••••• I•••Mar 2, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• T•••• L•••• · Membercontrolsince 01/2019 · owns 25% to 50%
- C•••••••• D•••••••• M•••• · Membercontrolsince 01/2019 · owns 10% to 25%
- W•••••• M•••••• A•••• · Membercontrolsince 11/2003 · owns 25% to 50%
- R••••••• I•• T•••••• G•••••• · Ccosince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- K••••• S••••• • W••••• C•• F•••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Daytona Beach, Fl · principal | 6 | 1 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Palm Coast, FL6 employees
What changed
consecutive filings, newest first
- Accounts · 985 to 1,049Feb 28, 2025 to Mar 4, 2026
- Advisory employees · 5 to 3Feb 28, 2025 to Mar 4, 2026
- Corporate clients · 7 to 8Feb 28, 2025 to Mar 4, 2026
- HNW clients · 108 to 109Feb 28, 2025 to Mar 4, 2026
- Individual clients · 251 to 274Feb 28, 2025 to Mar 4, 2026
- Pension plan clients · 14 to 16Feb 28, 2025 to Mar 4, 2026
- Assets in custody · $48.8M to $53.6MFeb 28, 2025 to Mar 4, 2026
- Employees · 8 to 9Feb 28, 2025 to Mar 4, 2026
- Financial planning clients · 1-10 to 11-25Feb 28, 2025 to Mar 4, 2026
- State-registered IARs · 0 to 8Feb 28, 2025 to Mar 4, 2026
- Other offices · 2 to 1Feb 28, 2025 to Mar 4, 2026
- Discretionary RAUM · $319M to $363MFeb 28, 2025 to Mar 4, 2026
- HNW RAUM · $235M to $273MFeb 28, 2025 to Mar 4, 2026
- Individual RAUM · $70.0M to $74.0MFeb 28, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $31.0M to $37.0MFeb 28, 2025 to Mar 4, 2026
- Pension RAUM · $26.7M to $32.1MFeb 28, 2025 to Mar 4, 2026
- RAUM · $350M to $400MFeb 28, 2025 to Mar 4, 2026
- Accounts · 937 to 985Aug 1, 2024 to Feb 28, 2025
- Advisory employees · 3 to 5Aug 1, 2024 to Feb 28, 2025
- HNW clients · 106 to 108Aug 1, 2024 to Feb 28, 2025
- Individual clients · 229 to 251Aug 1, 2024 to Feb 28, 2025
- Pension plan clients · 15 to 14Aug 1, 2024 to Feb 28, 2025
- Assets in custody · $121M to $48.8MAug 1, 2024 to Feb 28, 2025
- Employees · 10 to 8Aug 1, 2024 to Feb 28, 2025
- Financial planning clients · 11-25 to 1-10Aug 1, 2024 to Feb 28, 2025
- State-registered IARs · 2 to 0Aug 1, 2024 to Feb 28, 2025
- Other offices · 1 to 2Aug 1, 2024 to Feb 28, 2025
- Discretionary RAUM · $288M to $319MAug 1, 2024 to Feb 28, 2025
- HNW RAUM · $214M to $235MAug 1, 2024 to Feb 28, 2025
- Individual RAUM · $62.1M to $70.0MAug 1, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $28.4M to $31.0MAug 1, 2024 to Feb 28, 2025
- Pension RAUM · $24.0M to $26.7MAug 1, 2024 to Feb 28, 2025
- RAUM · $316M to $350MAug 1, 2024 to Feb 28, 2025
- Assets in custody · $11.2M to $121MMar 1, 2024 to Aug 1, 2024
- HQ city · PALM COAST to DAYTONA BEACHMar 1, 2024 to Aug 1, 2024
- Accounts · 887 to 937Jan 31, 2024 to Mar 1, 2024
- Advisory employees · 4 to 3Jan 31, 2024 to Mar 1, 2024
- HNW clients · 100 to 106Jan 31, 2024 to Mar 1, 2024
- Individual clients · 232 to 229Jan 31, 2024 to Mar 1, 2024
- Pension plan clients · 17 to 15Jan 31, 2024 to Mar 1, 2024
Signals
5 dated events
- B•••• C••••••••• V•• H••• left K••••• S••••• • W••••• W••••• M••••••••• L•• for E•••••• W•••••• L•• (registered 2026-07-17)Jul 1, 2026 · advisor f••• change · fact
- L••••••• E••••••• R••••••••• left K••••• S••••• • W••••• W••••• M••••••••• L•• for F••••• I••••••••• (registered 2026-06-11)Jun 9, 2026 · advisor f••• change · fact
- S•••• M• F••••• left K••••• S••••• • W••••• W••••• M••••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-03-04)Oct 2, 2023 · advisor f••• change · fact
- L•••• Tara Bobelak (Member, Cco) appeared on Schedule A of K••••• S••••• • W••••• W••••• M••••••••• L••Feb 21, 2019 · Control person joined · fact
- K••••• S••••• • W••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- f••• profile url
- linkedin.com/company/keyes-stange-wooten-wealth-management-lreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 386-253-1980reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026