DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Capital Advisory Group Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Joseph RuggieriUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Capital Advisory Group Advisory Services, LLC independent RIARIA to RIAMay 7, 2025Jul 5, 2023
Robert Taylor AndersonCenturion Financial Strategies LLC state registeredThe Capital Advisory Group Advisory Services, LLC independent RIAOtherJul 1, 2024Nov 11, 2025 (498 d)
Michael A JungwirthUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Capital Advisory Group Advisory Services, LLC independent RIARIA to RIAApr 11, 2022Jul 20, 2022 (100 d)
Gary Russell AikenInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherOct 3, 2016Oct 21, 2008
Mark Alan ForemanInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 25, 2016Jan 13, 2014
Todd Joseph MorrisInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 25, 2016Jan 4, 2016
David Ervin DennistonInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 25, 2016Sep 11, 2008
Roger Alan AndersonInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 23, 2016Jan 13, 2014
Brett Allen MachtigInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 23, 2016May 31, 2006
Brian Michael WoodsInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherNov 30, 2015Feb 24, 2014
Thomas Ralph HokrInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherMar 11, 2015Jan 15, 2014
John Christopher SherwinInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherMar 11, 2015Jan 13, 2014
Richard Carmine CellaIpswich Bay Advisors unclassifiedThe Capital Advisory Group Advisory Services, LLC otherOtherApr 6, 2011Mar 18, 2011
James SwirtzInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJun 1, 2010Oct 20, 2008
Mark Scott PavwoskiInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherMar 29, 2010Sep 11, 2008
John Edward HanceInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJun 19, 2009Oct 20, 2008
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16 moves match.