DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Allegiant Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Raymond Patrick OconnellAltus Wealth Stragtegies, Inc. unclassifiedAllegiant Financial Advisors, LLC state registeredOtherSep 1, 2020May 6, 2009
Richard William PaulAmerican Portfolios Advisors, Inc otherAllegiant Financial Advisors, LLC state registeredOtherNov 13, 2009Nov 25, 2009
Thomas Woods HillConcourse Financial Group Advisors otherAllegiant Financial Advisors, LLC state registeredOtherMay 1, 2009Apr 14, 2009
Calvin Marshall RutledgeEnvision Investment Advisors, LLC unclassifiedAllegiant Financial Advisors, LLC state registeredOtherSep 25, 2008Sep 24, 2008
Mark Augustine KollarJ. W. Cole Advisors, Inc. otherAllegiant Financial Advisors, LLC state registeredOtherJan 2, 2008Jan 4, 2008
Randy Leon FloydKcd Financial, Inc. otherAllegiant Financial Advisors, LLC state registeredOtherMar 13, 2007May 10, 2007 (58 d)
Stephen Lawrence ChambersSwbc Investment Company otherAllegiant Financial Advisors, LLC state registeredOtherFeb 20, 2007Jan 28, 2009 (708 d)
Steven Craig SovdeOsaic Fs, Inc. otherAllegiant Financial Advisors, LLC state registeredOtherSep 21, 2006Jun 25, 2007 (277 d)
Graham Mcmurray ClementQuest Capital Strategies, Inc. otherAllegiant Financial Advisors, LLC state registeredOtherApr 4, 2005Jun 19, 2009 (1537 d)
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9 moves match.