DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Henrickson Nauta Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam Vincent WaleskowskiBankers Life Advisory Services, Inc. BD affiliatedHenrickson Nauta Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2024Sep 24, 2024 (46 d)
Shawn Thomas HealyFifth Third Securities, Inc. BD affiliatedHenrickson Nauta Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2023Oct 6, 2023
Blake Alexander AppellAe Wealth Management, LLC BD affiliatedHenrickson Nauta Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Sep 11, 2020
Olga Simakova HejlAmeriprise Financial Services, LLC national BDHenrickson Nauta Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2018Nov 30, 2018
Daniel DavilaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherHenrickson Nauta Wealth Advisors, Inc. otherOtherOct 14, 2009Nov 23, 2009 (40 d)
Jeffery Dean NautaOsaic Fa, Inc. otherHenrickson Nauta Wealth Advisors, Inc. otherOtherAug 14, 2006Jan 30, 2007 (169 d)
Douglas Allen HenricksonOsaic Fa, Inc. otherHenrickson Nauta Wealth Advisors, Inc. otherOtherAug 14, 2006Jan 26, 2007 (165 d)
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7 moves match.