DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mtx Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Comeau Davis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mtx Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jan 9, 2019 | Feb 1, 2019 |
| Bradley Jon Smith | Keel Point Advisors, LLC other | Mtx Wealth Management, LLC other | Other | Nov 23, 2010 | Nov 22, 2010 |
| Steven Brent Trax | Sfx Financial Advisory Management Enterprises Inc other | Mtx Wealth Management, LLC other | Other | Dec 31, 2007 | Mar 9, 2007 |
| Matthew A Ramos | A. G. Edwards & Sons, Inc. unclassified | Mtx Wealth Management, LLC other | Other | Jan 26, 2004 | Apr 15, 2009 (1906 d) |
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4 moves match.