DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marshal Neil Johnson | Tmfs-Fort Wayne, LLC unclassified | The Mutual Fund Store other | Other | Nov 2, 2011 | Nov 2, 2011 |
| Christopher Hays Meador | Morgan Stanley wirehouse | The Mutual Fund Store other | Other | Sep 6, 2011 | Apr 8, 2015 (1310 d) |
| Everett Kenneth Barnes | Chase Investment Services Corp. other | The Mutual Fund Store other | Other | Apr 18, 2007 | Feb 12, 2008 (300 d) |
| Andrew Paul Smith | The Mutual Fund Store unclassified | The Mutual Fund Store other | Other | Mar 27, 2007 | Apr 3, 2007 |
| Jeffrey David Whitmer | Tmfs-Fort Wayne, LLC unclassified | The Mutual Fund Store other | Other | Feb 4, 2003 | Nov 14, 2011 (3205 d) |
Page 1 of 1
5 moves match.