DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kruse Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Al F Devji | Kestra Advisory Services, LLC BD affiliated | Kruse Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 17, 2025 |
| John Michael Brick | Altman Advisors independent RIA | Kruse Asset Management, LLC independent RIA | RIA to RIA | Feb 16, 2021 | Feb 25, 2021 |
| Mark Axmacher | Peachcap Tax & Advisory, LLC independent RIA | Kruse Asset Management, LLC independent RIA | RIA to RIA | Aug 20, 2018 | Aug 9, 2018 |
| Kurt Winiecki | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kruse Asset Management, LLC independent RIA | Wirehouse to independent RIA | Dec 22, 2008 | Mar 9, 2009 (77 d) |
| Joseph Stuart Kruse | J.P. Morgan Securities LLC wirehouse | Kruse Asset Management, LLC independent RIA | Wirehouse to independent RIA | Feb 16, 2007 | Mar 26, 2007 (38 d) |
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5 moves match.