DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lewis Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Frederick Mcdonough | Blackrock Investment Management, LLC other | Lewis Asset Management independent RIA | Other | Jan 26, 2021 | May 2, 2025 (1557 d) |
| Eric Paul Aposhian | Fsc Securities Corporation other | Lewis Asset Management other | Other | Jun 19, 2017 | Jun 10, 2017 |
| Mark Phillips | Integrated Capital Management, Inc. other | Lewis Asset Management other | Other | Mar 15, 2013 | Jun 10, 2017 (1548 d) |
| John Cleary | Td Ameritrade Investment Management, LLC other | Lewis Asset Management other | Other | Sep 2, 2010 | Mar 1, 2011 (180 d) |
| David William Lewis | Citigroup Global Markets Inc. other | Lewis Asset Management other | Other | May 8, 2007 | May 1, 2007 |
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5 moves match.