DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Smead Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Banigan Casey | Guggenheim Investments asset manager | Smead Capital Management, Inc. mixed wealth | Other | Aug 26, 2019 | Sep 24, 2019 |
| Daniel Marshall | Edward Jones national BD | Smead Capital Management, Inc. other | Other | May 17, 2018 | Jul 7, 2020 (782 d) |
| Yelena Anatolyevna Schubert | Gw Capital Inc other | Smead Capital Management, Inc. other | Other | Apr 4, 2016 | Jul 26, 2016 (113 d) |
| Steven Joseph Lemire | Viceroy Investment Advisors LLC state registered | Smead Capital Management, Inc. other | Other | Jun 16, 2014 | Jul 16, 2014 |
| William Wallace Smead | Wells Fargo Advisors wirehouse | Smead Capital Management, Inc. other | Other | Jul 5, 2007 | Jun 29, 2007 |
| Cole W. Smead | Wells Fargo Advisors wirehouse | Smead Capital Management, Inc. other | Other | Jul 5, 2007 | Oct 31, 2007 (118 d) |
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6 moves match.