DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paragon Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Matthew Briggs | Rfg Advisory, LLC independent RIA | Paragon Financial Advisors independent RIA | RIA to RIA | Aug 23, 2024 | Nov 6, 2024 (75 d) |
| Sergio Rene Teague | Fidelity Personal And Workplace Advisors BD affiliated | Paragon Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2023 | Jun 9, 2023 (78 d) |
| Heather Raye Jendrusch | M.C. Byrd Wealth Management, LLC independent RIA | Paragon Financial Advisors independent RIA | RIA to RIA | Jan 7, 2022 | Jan 10, 2023 (368 d) |
| Stephen Richard Mcgee | MML Investors Services, LLC other | Paragon Financial Advisors other | Other | Oct 4, 2016 | Oct 14, 2016 |
| Sarah Darlene Buenger | Briaud Financial Advisors other | Paragon Financial Advisors other | Other | Mar 19, 2009 | Apr 22, 2009 (34 d) |
| William Jene Tebeaux | Cetera Investment Services LLC other | Paragon Financial Advisors other | Other | May 23, 2007 | May 16, 2007 |
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6 moves match.