DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Marmo Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nickles Gregory SprynVanguard Advisers, Inc. BD affiliatedMarmo Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 23, 2023Sep 19, 2023 (119 d)
Sasha StewartWorthwhile Wealth Council state registeredMarmo Financial Group, LLC independent RIAOtherNov 3, 2022Jan 19, 2023 (77 d)
Scott Anthony MarmoTriad Advisors, LLC otherMarmo Financial Group, LLC independent RIAOtherJul 5, 2007Jun 28, 2007
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3 moves match.