DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Commerce Street Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benton Graham Mattson | Cetera Investment Advisers LLC BD affiliated | Commerce Street Investment Management institutional | Other | Nov 20, 2025 | Feb 3, 2026 (75 d) |
| Andurea Dawn Alexander | Steward Partners Investment Advisory, LLC BD affiliated | Commerce Street Investment Management institutional | Other | Mar 7, 2024 | Feb 11, 2026 (706 d) |
| Theresa Rene Stevens | J.P. Morgan Securities LLC wirehouse | Commerce Street Investment Management institutional | Other | Jun 3, 2021 | Mar 8, 2023 (643 d) |
| Luther Charles Meythaler | Mmc Securities LLC no RAUM | Commerce Street Investment Management institutional | Other | Dec 31, 2019 | Oct 20, 2020 (294 d) |
| Robert Dean Pfeifer | Hilltop Securities Asset Management, LLC other | Commerce Street Investment Management other | Other | Sep 22, 2006 | Jan 22, 2008 (487 d) |
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5 moves match.