DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Awm Financial Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Howie | Corda Investment Management, LLC independent RIA | Awm Financial Services Inc. independent RIA | RIA to RIA | Jun 7, 2023 | Sep 29, 2023 (114 d) |
| Jonathan P English | Portfolio Dynamix state registered | Awm Financial Services Inc. independent RIA | Other | Apr 26, 2023 | Jan 9, 2023 |
| Raymond Benjamin Knezek | J.P. Morgan Securities LLC wirehouse | Awm Financial Services Inc. independent RIA | Wirehouse to independent RIA | Sep 13, 2022 | Feb 7, 2024 (512 d) |
| Zachary N Threadgill | Retirement Planners Of America other | Awm Financial Services Inc. independent RIA | Other | Jun 5, 2014 | Sep 24, 2014 (111 d) |
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4 moves match.