DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ginsburg Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Larry Philip GinsburgCetera Advisor Networks LLC BD affiliatedGinsburg Financial Advisors otherOtherDec 1, 2022Jan 14, 2011
Judith Nobue HirotakaMercer Global Advisors Inc. independent RIAGinsburg Financial Advisors independent RIARIA to RIAMar 11, 2020Mar 10, 2020
John Andrew BellamyClarity Wealth Advisors otherGinsburg Financial Advisors otherOtherNov 23, 2015Jun 29, 2016 (219 d)
Larry Philip GinsburgAssociated Planners Investment Advisory Inc unclassifiedGinsburg Financial Advisors otherOtherNov 30, 2007Aug 30, 2007
Page 1 of 1
4 moves match.