DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Keen Capital, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tanner Ray Merritt | Life Planning Partners, Inc. independent RIA | Keen Capital, Ltd independent RIA | RIA to RIA | Feb 27, 2026 | Apr 27, 2026 (59 d) |
| Austin Scott Fulmer | Ccm Investment Advisers, LLC independent RIA | Keen Capital, Ltd independent RIA | RIA to RIA | Jul 16, 2025 | Sep 30, 2024 |
| Katherine Marie Hollenbeck | Je Wilson Advisors, LLC other | Keen Capital, Ltd independent RIA | Other | Feb 20, 2015 | Apr 3, 2015 (42 d) |
| Thomas Anthony Gore | MML Investors Services, LLC other | Keen Capital, Ltd independent RIA | Other | Sep 9, 2005 | Jul 3, 2024 (6872 d) |
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4 moves match.