DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Black Diamond Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan M Fisher | Axia Wealth Management Inc independent RIA | Black Diamond Financial, LLC independent RIA | RIA to RIA | May 19, 2026 | Mar 5, 2026 |
| Erin Lea Weber | Investor Fan independent RIA | Black Diamond Financial, LLC independent RIA | RIA to RIA | Mar 20, 2025 | Apr 28, 2025 (39 d) |
| Alexander Roesner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Black Diamond Financial, LLC independent RIA | Wirehouse to independent RIA | Jul 9, 2022 | Dec 3, 2025 (1243 d) |
| Julien Luca Blancon | Wells Fargo Advisors wirehouse | Black Diamond Financial, LLC independent RIA | Wirehouse to independent RIA | Feb 16, 2021 | Mar 1, 2021 |
| Paul William Svendsen | Axia Wealth Management Inc independent RIA | Black Diamond Financial, LLC other | Other | Apr 19, 2017 | Oct 28, 2016 |
| Derek Edwin Holdredge | Edward Jones national BD | Black Diamond Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2009 | Mar 9, 2022 (4814 d) |
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6 moves match.