DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lji Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin John MitchellNationwide Investment Advisors, LLC BD affiliatedLji Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2025Apr 25, 2025 (80 d)
Gregory Allen WhickerDenali Wealth Management Advisors, LLC unclassifiedLji Wealth Management, LLC independent RIAOtherJul 29, 2022Aug 3, 2022
Tanner Shaffer CoulterPruco Securities, LLC BD affiliatedLji Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2020Aug 12, 2020 (37 d)
Scott Matthew RiethmanNationwide Investment Advisors, LLC BD affiliatedLji Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2020Jun 25, 2020
Jade Thomas HoltSchwab Wealth Advisory, Inc. BD affiliatedLji Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2020Jul 22, 2026 (2331 d)
Strawn Christian MarkleIts Asset Management, L.P. otherLji Wealth Management, LLC otherOtherSep 8, 2017Sep 11, 2017
Bruce Frederick HubbellSym Financial Advisors otherLji Wealth Management, LLC otherOtherFeb 3, 2015Feb 11, 2015
Bradley Heath OwensSchwab Wealth Advisory, Inc. otherLji Wealth Management, LLC otherOtherFeb 28, 2012Mar 5, 2012
James Aaron MorrowRaymond James & Associates, Inc. national BDLji Wealth Management, LLC otherOtherOct 12, 2009Mar 3, 2010 (142 d)
Layton Leon JohnObs Financial otherLji Wealth Management, LLC otherOtherJan 26, 2009Nov 4, 2008
Bradley Heath OwensObs Financial otherLji Wealth Management, LLC otherOtherJan 26, 2009Nov 4, 2008
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11 moves match.