DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kingsbury Capital Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elisabeth Anne DavisCambridge Investment Research Advisors, Inc. BD affiliatedKingsbury Capital Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2019May 14, 2019 (46 d)
James Robert McmillerTrac Asset Management LLC state registeredKingsbury Capital Investment Advisors LLC independent RIAOtherNov 23, 2018Nov 5, 2018
Richard Lee McadamsCambridge Investment Research Advisors, Inc. otherKingsbury Capital Investment Advisors LLC independent RIAOtherDec 31, 2017May 7, 2018 (127 d)
Michael Jason CollinsRobert W. Baird & Co. Incorporated otherKingsbury Capital Investment Advisors LLC independent RIAOtherOct 30, 2017Nov 1, 2017
Lee KalottaValley Financial Management, Inc. BD affiliatedKingsbury Capital Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 17, 2012Jan 4, 2013 (79 d)
Andrew R ZimmerVestor Capital Partners, LLC otherKingsbury Capital Investment Advisors LLC independent RIAOtherJan 31, 2012Jan 27, 2014 (727 d)
Lawrence Michael DoodyBrewer Investment Advisors LLC unclassifiedKingsbury Capital Investment Advisors LLC independent RIAOtherNov 5, 2010Nov 9, 2010
Marc Hadley PershanUsf Advisors, LLC unclassifiedKingsbury Capital Investment Advisors LLC independent RIAOtherJul 9, 2007Mar 20, 2008 (255 d)
William David VellonTlg Advisors, Inc. otherKingsbury Capital Investment Advisors LLC independent RIAOtherMay 30, 2007Mar 20, 2008 (295 d)
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9 moves match.