DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fortune Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jon AlbarelliEdward Jones national BDFortune Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2025Apr 16, 2025
Kelli C HarpeOpen Road Wealth Management, LLC unclassifiedFortune Financial Advisors, LLC independent RIAOtherMar 14, 2025Nov 23, 2024
Jimmy Ray TurnerWaddell & Reed otherFortune Financial Advisors, LLC otherOtherFeb 17, 2012May 9, 2012 (82 d)
David W FreisnerPrincipal Securities, Inc. otherFortune Financial Advisors, LLC otherOtherFeb 6, 2012Mar 1, 2012
Dennis Leon WallaceCetera Advisors LLC otherFortune Financial Advisors, LLC otherOtherJan 16, 2008Dec 2, 2008 (321 d)
Lawrence Edward HamtilCetera Advisors LLC otherFortune Financial Advisors, LLC otherOtherJan 16, 2008Dec 17, 2008 (336 d)
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6 moves match.