DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Empire Financial Management Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Towell | Edward Jones national BD | Empire Financial Management Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 21, 2021 |
| Christopher George Hamilton | R. F. Lafferty & Co., Inc. independent RIA | Empire Financial Management Company, LLC independent RIA | RIA to RIA | Feb 25, 2019 | Feb 28, 2019 |
| Anthony V Manory | Morgan Stanley wirehouse | Empire Financial Management Company, LLC other | Other | Dec 7, 2015 | Oct 17, 2016 (315 d) |
| Stephen A Bejsiuk | Credit Suisse Securities (USA) LLC other | Empire Financial Management Company, LLC independent RIA | Other | Aug 11, 2015 | Feb 16, 2026 (3842 d) |
| Gregg Lance Zeoli | B. Riley Wealth Advisors, Inc. other | Empire Financial Management Company, LLC other | Other | May 9, 2007 | Jul 9, 2014 (2618 d) |
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5 moves match.