DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• T•••••

M••••••BD affiliatedNew Albany, In IA-onlyIAPD 2883377

Certified Financial Planner

Feed of 09/15/2026

Also filed as E••• Bowen T•••••

At current firm

2 y

since Dec 18, 2023

In the industry

28 y

since Dec 29, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Dec 18, 2023 · Louisville, Ky
C••••• P••••••• L•• independent RIA
Apr 25, 2023 to Nov 16, 2023 · New York, Ny
C••••• P••••••• O••• L•• institutional
Aug 15, 2022 to Apr 21, 2023 · New York, Ny
E••••• F•••••••• M••••••••• C••••••• L•• independent RIA
May 21, 2021 to Aug 30, 2022 · Mount Lebanon, Pa
E••••• J•••• national BD
Jan 23, 2018 to May 25, 2021 · Bethel Park, Pa
I•••••• A•••••••• I••• asset manager
Jul 16, 2010 to Dec 7, 2017 · Atlanta, Ga
V•• K••••• A••••••• I•• unclassified
Mar 1, 2006 to Jun 4, 2010 · Plymouth, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••• P••••••• L•• to M••••••
left Nov 16, 2023, registered Dec 18, 2023 (32 days) · RIA to affiliated broker-dealer or bank
C••••• P••••••• O••• L•• to C••••• P••••••• L••
left Apr 21, 2023, registered Apr 25, 2023 (4 days) · corporate re-registration, not a move
E••••• F•••••••• M••••••••• C••••••• L•• to C••••• P••••••• O••• L••
left Aug 30, 2022, registered Aug 15, 2022 (-15 days) · RIA to RIA
E••••• J•••• to E••••• F•••••••• M••••••••• C••••••• L••
left May 25, 2021, registered May 21, 2021 (-4 days) · Affiliated broker-dealer or bank to independent RIA
I•••••• A•••••••• I••• to E••••• J••••
left Dec 7, 2017, registered Jan 23, 2018 (47 days) · Other
V•• K••••• A••••••• I•• to I•••••• A•••••••• I•••
left Jun 4, 2010, registered Jul 16, 2010 (42 days) · corporate re-registration, not a move

Signals

E••• T••••• left C••••• P••••••• L•• for Mariner (registered 2023-12-18)
Nov 16, 2023 · Advisor changed firm · fact
E••• T••••• left E••••• F•••••••• M••••••••• C••••••• L•• for C••••• P••••••• O••• L•• (registered 2022-08-15)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address