DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Safeguard Investment Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam Spencer CastoVanguard Advisers, Inc. BD affiliatedSafeguard Investment Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 17, 2026Mar 16, 2026
Deryk CherubiniLPL Financial LLC BD affiliatedSafeguard Investment Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2024Mar 18, 2024
Joseph Oliva DontiSolutions First Financial Group unclassifiedSafeguard Investment Advisory Group, LLC independent RIAOtherFeb 3, 2022Mar 26, 2025 (1147 d)
David Laurance HartLifepro Asset Management independent RIASafeguard Investment Advisory Group, LLC independent RIARIA to RIAAug 19, 2021Jul 10, 2020
Andrew John AnableCep Investment Advisory Group, Inc. unclassifiedSafeguard Investment Advisory Group, LLC otherOtherOct 7, 2019Sep 27, 2016
Christopher Edward MillerMadison Avenue Securities, LLC otherSafeguard Investment Advisory Group, LLC independent RIAOtherOct 17, 2017Mar 5, 2025 (2696 d)
Dennis Peter NotchickGlobal Financial Private Capital, Inc. otherSafeguard Investment Advisory Group, LLC otherOtherJun 8, 2016Jul 13, 2015
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7 moves match.