DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ehlers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Michael Groetsch | Charles Schwab & Co., Inc. national BD | Ehlers institutional | Other | Sep 30, 2020 | Nov 13, 2023 (1139 d) |
| Tamara Jeanne Allen | Robert W. Baird & Co. Incorporated other | Ehlers other | Other | Nov 16, 2016 | Apr 25, 2018 (525 d) |
| John Henry Piemonte | Robert W. Baird & Co. Incorporated other | Ehlers other | Other | May 26, 2016 | Jan 3, 2018 (587 d) |
| Jason William Roeske | Ameriprise Financial Services, LLC national BD | Ehlers institutional | Other | Feb 6, 2013 | Feb 17, 2022 (3298 d) |
| Maureen Coogan Holsen | Wells Fargo Advisors wirehouse | Ehlers other | Other | Nov 19, 2012 | Nov 29, 2012 |
| Jack Edward Fay | Fay Investments & Planning unclassified | Ehlers other | Other | Feb 29, 2012 | Sep 14, 2012 (198 d) |
| Ryan W Miles | Wells Fargo Advisors wirehouse | Ehlers institutional | Other | Jul 6, 2009 | Aug 4, 2018 (3316 d) |
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7 moves match.