DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C••••• H•••••

J•••••• W••••• I•••mixed wealthMilwaukee, WiIA-onlyIAPD 5294066

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• Manning

At current firm

0 y

since May 12, 2026

In the industry

17 y

since Oct 28, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J•••••• W••••• I••• mixed wealth current
since May 12, 2026 · Milwaukee, Wi
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Aug 3, 2022 to Mar 25, 2026 · Milwaukee, Wi
A•••••• A••••••• S••••••• former
Nov 10, 2021 to May 18, 2022 · Waukesha, Wi
E••••••••• I••••••••• G•••• independent RIA
Sep 11, 2019 to Nov 1, 2021 · Waukesha, Wi
E••••• institutional
Nov 29, 2012 to Sep 6, 2019 · Minneapolis, Mn
W•••• F•••• A••••••• wirehouse
Dec 16, 2010 to Nov 19, 2012 · Milwaukee, Wi
A•••••••• F•••• M••••••••• L•• asset manager
Jan 6, 2009 to Nov 18, 2010 · Menomonee Falls, Wi

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to J•••••• W••••• I•••
left Mar 25, 2026, registered May 12, 2026 (48 days) · Other
A•••••• A••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••
left May 18, 2022, registered Aug 3, 2022 (77 days) · Other
E••••••••• I••••••••• G•••• to A•••••• A••••••• S•••••••
left Nov 1, 2021, registered Nov 10, 2021 (9 days) · RIA to affiliated broker-dealer or bank
E••••• to E••••••••• I••••••••• G••••
left Sep 6, 2019, registered Sep 11, 2019 (5 days) · Other
W•••• F•••• A••••••• to E•••••
left Nov 19, 2012, registered Nov 29, 2012 (10 days) · Other
A•••••••• F•••• M••••••••• L•• to W•••• F•••• A•••••••
left Nov 18, 2010, registered Dec 16, 2010 (28 days) · Other

Signals

M•••••• C••••• H••••• left N••••••••• M••••• I••••••••• S••••••••• for J•••••• W••••• I••• (registered 2026-05-12)
Mar 25, 2026 · Advisor changed firm · fact
M•••••• C••••• H••••• left A•••••• A••••••• S••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-08-03)
May 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address