DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Watermark Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan E Carmany | Schwab Wealth Advisory, Inc. other | Watermark Wealth Management, LLC independent RIA | Other | Jun 5, 2015 | May 27, 2015 |
| Charles Ricky Skinner | Summit Cpa Group other | Watermark Wealth Management, LLC independent RIA | Other | Oct 8, 2013 | Dec 2, 2013 (55 d) |
| Frank Joseph Esposito | Wallington Asset Management other | Watermark Wealth Management, LLC independent RIA | Other | Nov 12, 2008 | Feb 4, 2009 (84 d) |
| Zachary Ryan Schroer | Raymond James & Associates, Inc. national BD | Watermark Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2008 | Mar 18, 2008 |
| Brandon Carl Phillips | Raymond James & Associates, Inc. national BD | Watermark Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2008 | Mar 5, 2008 (35 d) |
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5 moves match.