DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthspire Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raymond Edward Kramer | Florida Financial Advisors, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Jun 6, 2024 (185 d) |
| Andrew William Frattaroli | Equitable Advisors, LLC national BD | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2021 | Oct 26, 2023 (721 d) |
| Patrick David Wren | Svb Wealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Dec 24, 2019 | Aug 30, 2021 (615 d) |
| Brian Shawn Mcauliffe | J.P. Morgan Securities LLC wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Sep 26, 2019 | Aug 25, 2021 (699 d) |
| Rosemary Timoney | J.P. Morgan Securities LLC wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Nov 14, 2012 | Jan 4, 2024 (4068 d) |
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5 moves match.