DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Royal Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claude Mason Royal | Wealthdrive Advisory LLC independent RIA | Royal Wealth Management state registered | RIA to a state-registered adviser | Dec 31, 2024 | Jan 14, 2025 |
| Claude Mason Royal | Ace Capital, Inc. no RAUM | Royal Wealth Management state registered | Other | Oct 26, 2017 | Oct 31, 2017 |
| Daniel Mark Smith | Hornor, Townsend & Kent, LLC other | Royal Wealth Management state registered | Other | Jan 28, 2015 | Apr 6, 2015 (68 d) |
| Marcelino Servidad Villaflor | Sagepoint Financial, Inc. other | Royal Wealth Management state registered | Other | Feb 5, 2014 | Feb 24, 2014 |
| Brian Mason Royal | World Capital Advisors, LLC other | Royal Wealth Management state registered | Other | Jul 16, 2008 | Jul 21, 2008 |
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5 moves match.