DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bt Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kay S Wilson | UBS Financial Services Inc. wirehouse | Bt Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Nov 1, 2018 | Dec 6, 2018 (35 d) |
| Clifford Weldon Draughn | Excelsia, Inc. other | Bt Wealth Management, LLC other | Other | Jul 30, 2015 | Jul 6, 2015 |
| Orlow Medwin Walstad | Northwestern Mutual Investment Services,LLC other | Bt Wealth Management, LLC other | Other | Jun 9, 2015 | Jun 30, 2015 |
| Teresa R Munro | Hc Advisors LLC other | Bt Wealth Management, LLC other | Other | Dec 10, 2013 | Dec 17, 2013 |
| Jeffrey Joseph Call | Cpadvisors, LLC unclassified | Bt Wealth Management, LLC other | Other | Dec 31, 2010 | Apr 30, 2009 |
| Gary Edwin Weld | Galleria Financial Advisors, LLC other | Bt Wealth Management, LLC other | Other | Dec 31, 2010 | Jun 25, 2009 |
| Jeffrey Alan Eischeid | Kpmg Investment Advisors unclassified | Bt Wealth Management, LLC other | Other | Jul 13, 2004 | Apr 30, 2010 (2117 d) |
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7 moves match.